Preparing for 15 March 2021 Checklist

Preparing for 15 March 2021 Checklist

Compliance

Published: 01 February 2021

Tags: FAP licensing

This checklist provides a list of practical items which will need to be in place and operational on 15 March. Prior to 15 March, businesses and individuals must continue to operate in accordance with the current legislation.

This checklist does not purport to be a comprehensive list of every action that is required. It is the individual responsibility of every transitionally licensed FAP, authorised body, financial adviser or nominated representative to ensure they have taken the required steps to be compliant on 15 March 2021.

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