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AML/CFT

Since 2013, Strategi has been a leading provider of AML/CFT training, ongoing support and audit services across New Zealand. Our team of experienced and independent auditors have completed over 1,000 AML/CFT audits.

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Assurance Reviews

Strategi Compliance has been providing compliance reviews for financial advisers for over 20 years. Our experienced team includes individuals with financial adviser qualifications, law and business degrees. We provide reviews for all FMCA licence types plus FAPs of all sizes and advice services

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Who we work with

Strategi Compliance works with an array of New Zealand based associations, clients, groups, and partners. We also maintain close affiliations with other specialist companies in Australia, South Africa, and the United States. These links provide us with access to support and additional resources and keep the Strategi Group up-to-date with the latest international trends.

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Ongoing compliance support

Strategi has a range of consulting services to meet the needs of any sized business. Our services range from one-off engagements such as assisting with remediation to monthly services such as our virtual compliance officer, which provides clients with a third line of defence to their compliance obligations.

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About Strategi Compliance

Established in 1999, Strategi has spent more than two decades building quality education and compliance services, knowledge, systems and processes. This experience enables us to deliver practical solutions that work, while also being good value for money. Each year we help thousands of financial service providers and professional services organisations of all sizes build better, more profitable businesses.

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Licensing

Strategi Compliance is highly experienced at FMCA licence applications having been involved in licensing since 2013 for Discretionary Investment Management Services (DIMS), Derivatives Issuers (DI's), Managed Investment Services (MIS) and Financial Advice Providers (FAPs). Over this time, we have developed the resources to react quickly and handle volume. Whether you have one or many advisers, the Strategi Compliance team can help you achieve your licensing goals.

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Licensing kits

Strategi is highly experienced at FMCA licence applications having been involved in licensing since 2013 for Discretionary Investment Management Services (DIMS), Derivatives Issuers (DI’s), Managed Investment Services (MIS) and Financial Advice Providers (FAPs).

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