AML/CFT

AML/CFT Audit

No matter the size or complexity, Strategi’s services are for anyone with an AML/CFT obligation- such as financial advice providers, lawyers, accountants, real estate agents - in other words, all Phase 1 and Phase 2 entities.

Strategi’s audit process and reports meet all the guidelines of the AML supervisors (DIA, FMA and RBNZ). Strategi prides itself on producing high-quality AML/CFT audit reports, that identify compliance and non-compliance and provides practical solutions to remediate any non-compliance.

To enquire about an AML/CFT audit click here.

AML/CFT ‘Quick Check’ service

Three years between audits is a long time, and businesses can fall behind on regulatory changes, new products, or evolving technologies and threats. Our AML/CFT ‘Quick Check’ service acts as a mid-term health check, ensuring your business remains on track with the latest AML/CFT regulations.

Benefit from Strategi’s expert oversight and practical compliance solutions. Our experienced team conducts meticulous ‘mini audits’, offering actionable recommendations to strengthen your AML/CFT practices. With efficient remote processes and timely results, ensure your business stays ahead of compliance challenges. 

Download our brochure today to learn more, click here.

To enquire about an AML/CFT ‘Quick Check’ service, click here.

AML/CFT Training 

Staff training is one of the key requirements of the AML/CFTlegislation. A reporting entity must provide adequate training to its senior managers, AML/CFT Compliance Officer, and any other employee that is engaged in AML/CFT related duties.

Strategi has a team of highly qualified and experienced AML/CFT specialists who offer a range of practical training solutions that can be tailored to meet your business needs and help your business meet its AML/CFT obligations.

For our latest courses please click here. 

AML/CFT Resources

Strategi has been providing AML/CFT solutions since 2013.

• For AML/CFT related resources, please click here.
  
• For our AML/CFT manual that includes templates for your AML/CFT Programme and Risk Assessment, click here. 

Why choose Strategi for your AML/CFT needs?

• AML/CFT specialists since the regime began in 2013
• One of New Zealand’s leading AML/CFT auditors, having completed over 1,200 audits across phase 1 and 2 entities
• Cost-effective provider of AML/CFT audits, training, templates, and advice
• National coverage and flexibility with a choice of onsite or remote audits to suit you
• Training services delivered either online via our online learning platform Radar, via Zoom or in an onsite classroom environment
• Professional standards - Systems and processes built to ISO standards, with documents subject to legal sign off where applicable
• Ongoing support with free e-zines, whitepapers and guidance notes
• Practical solutions.

For a list of some of the AML/CFT partners we work with, click here.