Kick off the year with a solid plan for business growth and risk management. A crucial aspect of risk management is understanding your compliance status and now is the ideal time to schedule that overdue compliance check-up, and Strategi is here to help with our Compliance Assurance Review service.

No matter the size or complexity of your business, our review is tailored to meet your needs. Here’s what it includes:

• Review of FAP policies, processes and controls: Ensuring alignment with the commitments made in your FAP licence or authorised body agreement. 
• Review of advice documents and client files: Confirming the suitability of advice and adherence to FMCA duty obligations.
• Assessment of good conduct obligations.
• Identifying of any material changes.
• Evaluation of authorised bodies operating under the FAP licence.

You will receive a comprehensive report detailing your current compliance status along with recommendations for potential improvements.

Take the proactive step – download our brochure or give us a call to schedule your review today. Get ready to navigate 2024 with confidence!