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Wholesale clients and eligible investors kit

Wholesale clients and eligible investors kit

Compliance
Published: March 31, 2021
Tags: Checklist, FAP licensing, Training
$200.00 + GST

The Wholesale clients and eligible investors kit includes:

  • the guidance note;
  • a wholesale client checklist – to determine whether a client is wholesale or retail;
  • a checklist for determining when an adviser can rely on an eligible investor certificate; and
  • eligible investor certificates for discretionary investment management services, financial advice and financial product offers.

This kit is available for only $200 plus GST.