Wholesale clients and eligible investors kit

Wholesale clients and eligible investors kit

Compliance

Published: 31 March 2021

Tags: FAP licensing Guidance notes Training Checklist

$200.00 + GST

The Wholesale clients and eligible investors kit includes:

  • the guidance note;
  • a wholesale client checklist - to determine whether a client is wholesale or retail;
  • a checklist for determining when an adviser can rely on an eligible investor certificate; and
  • eligible investor certificates for discretionary investment management services, financial advice and financial product offers.

This kit is available for only $200 plus GST.

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